Pattar, Jasvinder Singh
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CITIC Securities CLSA Capital Partners (HK) Limited | Rep | Advising on securities | 2004-09-07 | 2004-10-25 | Rep | Asset management | 2004-09-07 | 2004-10-25 | RO | Asset management | 2004-10-25 | 2005-05-10 | RO | Advising on securities | 2004-10-25 | 2018-07-14 | Rep | Asset management | 2005-05-10 | 2007-05-17 | RO | Asset management | 2007-05-17 | 2018-07-14 |
2 | CLSA LIMITED | Rep | Dealing in securities | 2017-10-30 | 2018-07-14 |
3 | KKR CAPITAL MARKETS ASIA LIMITED | Rep | Advising on securities | 2018-12-21 | Rep | Dealing in securities | 2018-12-21 |
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