Teo, Nicholas Tiang Soon
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2010-02-11 | 2011-11-18 |
| 2 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2003-12-18 | Rep | Asset management | 2003-12-18 | Rep | Dealing in securities | 2003-12-18 | Rep | Advising on securities | 2009-12-17 |
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