Lam, Wai (SFC:ASP034) 林煒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2014-07-31 | 2016-12-30 |
2 | KINGKEY ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2023-01-16 | 2024-07-04 | Rep | Dealing in securities | 2023-01-16 | 2024-07-04 |
3 | KINGKEY SECURITIES GROUP LIMITED | Rep | Advising on securities | 2018-04-25 | 2023-01-13 | Rep | Dealing in securities | 2018-04-25 | 2023-01-13 |
4 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2009-03-20 | 2010-06-24 | Rep | Dealing in securities | 2010-06-24 | 2014-07-10 |
5 | Sun International Investment Services Limited | Rep | Dealing in securities | 2017-01-03 | 2018-01-19 | Rep | Advising on securities | 2017-09-04 | 2018-01-19 |
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