Lam, Kwok Hing (SFC:AAA246) 藍國慶
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KARL THOMSON INVESTMENT CONSULTANTS LIMITED | RO | Asset management | 2004-12-16 | 2005-09-30 |
| 2 | KARL-THOMSON COMMODITIES COMPANY LIMITED | RO | Advising on futures contracts | 2004-04-23 | RO | Asset management | 2004-04-23 | RO | Dealing in futures contracts | 2004-04-23 |
| 3 | KARL-THOMSON SECURITIES COMPANY LIMITED | RO | Advising on corporate finance | 2004-11-23 | RO | Advising on securities | 2004-11-23 | RO | Asset management | 2004-11-23 | RO | Automated trading services | 2004-11-23 | RO | Dealing in securities | 2005-09-30 |
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