Lam, Kwok Hing (SFC:AAA246) 藍國慶

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 KARL-THOMSON SECURITIES COMPANY LIMITED RO Advising on corporate finance 2004-11-23
2 KARL-THOMSON COMMODITIES COMPANY LIMITED RO Advising on futures contracts 2004-04-23
3 KARL-THOMSON SECURITIES COMPANY LIMITED RO Advising on securities 2004-11-23
4 KARL-THOMSON COMMODITIES COMPANY LIMITED RO Asset management 2004-04-23
KARL-THOMSON SECURITIES COMPANY LIMITED RO 2004-11-23
KARL THOMSON INVESTMENT CONSULTANTS LIMITED RO 2004-12-16 2005-09-30
5 KARL-THOMSON SECURITIES COMPANY LIMITED RO Automated trading services 2004-11-23
6 KARL-THOMSON COMMODITIES COMPANY LIMITED RO Dealing in futures contracts 2004-04-23
7 KARL-THOMSON SECURITIES COMPANY LIMITED RO Dealing in securities 2005-09-30

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