Rumjahn, Kevin Kalim 林基榮

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Citigroup Global Markets Asia Limited Rep Advising on corporate finance 2006-08-24 2008-02-16
Rep Dealing in securities 2006-08-30 2008-02-16
2 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep Dealing in securities 2006-08-30 2008-02-16
3 Credit Suisse (Hong Kong) Limited Rep Advising on corporate finance 2008-03-20 2010-11-24
Rep Dealing in securities 2008-03-20 2010-11-24
Rep Advising on securities 2008-04-23 2010-11-24
RO Advising on corporate finance 2010-11-24 2023-08-08
RO Advising on securities 2010-11-24 2023-08-08
RO Dealing in securities 2010-11-24 2023-08-08
4 CSI Corporate Finance (HK) Limited Rep Advising on corporate finance 2004-04-16 2006-04-26
Rep Dealing in securities 2004-04-16 2006-04-26
RO Advising on corporate finance 2006-04-26 2006-08-07
RO Dealing in securities 2006-04-26 2006-08-07
5 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Advising on corporate finance 2023-11-17 2024-05-16
Rep Advising on securities 2023-11-17 2024-05-16
Rep Dealing in securities 2023-11-17 2024-05-16
RO Advising on corporate finance 2024-05-16 2024-07-16
RO Advising on securities 2024-05-16 2024-07-16
RO Dealing in securities 2024-05-16 2024-07-16

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