Mills, Robert George
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2011-07-19 | 2013-11-01 | Rep | Dealing in futures contracts | 2011-07-19 | 2018-02-26 | Rep | Dealing in securities | 2011-07-19 | 2018-02-26 | RO | Dealing in futures contracts | 2018-02-26 | 2019-09-28 | RO | Dealing in securities | 2018-02-26 | 2019-09-28 |
2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2011-07-19 | 2018-02-26 | Rep | Automated trading services | 2013-08-22 | 2018-02-26 | RO | Automated trading services | 2018-02-26 | 2019-09-28 | RO | Dealing in securities | 2018-02-26 | 2019-09-28 |
3 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2009-04-30 | 2011-05-20 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy