Morris, Lyndon James
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2004-05-13 | 2005-08-31 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2005-10-07 | 2014-07-10 | Rep | Automated trading services | 2008-11-05 | 2013-11-01 | Rep | Dealing in futures contracts | 2008-11-05 | 2014-07-10 |
| 3 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2007-06-13 | 2008-11-24 | Rep | Dealing in futures contracts | 2007-06-13 | 2008-11-24 |
| 4 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2005-10-07 | 2014-07-10 | Rep | Automated trading services | 2013-09-04 | 2014-07-10 |
| 5 | RBS Asia Securities (Hong Kong) Limited | Rep | Dealing in securities | 2004-08-12 | 2005-02-04 |
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