Yu, Joseph Chung Man 余仲文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2005-04-14 | 2023-09-25 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Automated trading services | 2003-08-22 | Rep | Advising on corporate finance | 2005-02-15 | Rep | Advising on securities | 2005-02-15 | Rep | Asset management | 2005-02-15 | Rep | Dealing in securities | 2023-09-25 | Rep | Automated trading services | 2013-08-22 | 2023-09-25 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2024-05-13 | |
| 4 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Automated trading services | 2024-05-13 | Rep | Dealing in futures contracts | 2024-05-13 | Rep | Dealing in securities | 2024-05-13 |
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