Yau, Chuen Lok 丘傳樂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BMI FUNDS MANAGEMENT LIMITED | Rep | Advising on securities | 2013-07-26 | 2014-10-13 | Rep | Asset management | 2013-07-26 | 2014-10-13 | Rep | Dealing in securities | 2013-07-26 | 2014-10-13 |
2 | BMI Securities Limited | Rep | Dealing in securities | 2013-09-12 | 2014-10-13 |
3 | Caitong International Asset Management Co., Limited | Rep | Asset management | 2015-07-09 | 2017-05-02 |
4 | CHINA SHANDONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2020-03-06 | 2020-03-25 | RO | Advising on securities | 2020-03-25 | 2024-08-23 | RO | Asset management | 2020-03-25 | 2024-08-23 | RO | Dealing in securities | 2022-08-01 | 2024-08-23 |
5 | CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2006-12-20 | 2012-09-28 | Rep | Asset management | 2006-12-20 | 2012-09-28 |
6 | ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2014-11-12 | 2015-07-06 | Rep | Asset management | 2014-11-12 | 2015-07-06 |
7 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2014-10-20 | 2014-10-27 | Rep | Asset management | 2014-10-20 | 2014-10-27 | Rep | Dealing in securities | 2014-10-20 | 2014-10-27 |
8 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-11-12 | 2015-07-06 |
9 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2014-11-12 | 2015-07-06 | Rep | Dealing in futures contracts | 2014-11-12 | 2015-07-06 | Rep | Dealing in securities | 2014-11-12 | 2015-07-06 |
10 | Marketsense Asset Management Limited | RO | Asset management | 2017-11-03 | 2020-03-02 |
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