Freitas, Brian Caetano 范包容
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2014-12-16 | 2017-05-15 | Rep | Dealing in securities | 2014-12-16 | 2017-05-15 |
2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2008-06-26 | 2010-07-20 | Rep | Automated trading services | 2008-11-06 | 2010-07-20 | Rep | Dealing in futures contracts | 2008-11-06 | 2010-07-20 |
3 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2008-07-30 | 2008-11-24 | Rep | Dealing in futures contracts | 2008-07-30 | 2008-11-24 |
4 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in futures contracts | 2010-10-14 | 2012-03-31 | Rep | Dealing in securities | 2010-10-14 | 2012-03-31 |
5 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2013-09-30 | 2014-11-24 |
6 | PARIBAS ASIA EQUITY LIMITED | Rep | Dealing in securities | 2007-02-01 | 2008-03-31 |
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