Law, Yuen Sheung 羅婉湘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI RESEARCH LIMITED | Rep | Advising on securities | 2015-04-22 | 2017-04-10 | RO | Advising on securities | 2017-04-10 | 2017-12-29 |
| 2 | Cosmos One Capital Limited | Rep | Advising on securities | 2024-07-11 | Rep | Asset management | 2024-07-11 | Rep | Dealing in securities | 2024-07-11 |
| 3 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2010-11-15 | 2012-02-21 |
| 4 | DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | Advising on securities | 2010-11-15 | 2012-01-30 |
| 5 | HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2018-02-21 | 2018-05-29 | RO | Advising on securities | 2018-05-29 | 2020-10-23 |
| 6 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-08-22 | 2010-09-01 | Rep | Advising on securities | 2010-04-08 | 2010-09-01 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy