Lei, Bing (SFC:AXM402) 雷冰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2017-05-11 | 2020-10-30 |
| 2 | China Securities (International) Corporate Finance Company Limited | Rep | Advising on corporate finance | 2015-06-11 | 2017-05-01 | Rep | Dealing in securities | 2015-06-11 | 2017-05-01 |
| 3 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2011-06-23 | 2015-04-29 | Rep | Dealing in securities | 2011-06-23 | 2015-04-29 |
| 4 | Jefferies Hong Kong Limited | Rep | Advising on corporate finance | 2024-09-02 | Rep | Advising on securities | 2024-09-02 | Rep | Dealing in securities | 2024-09-02 |
| 5 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2020-11-13 | 2021-01-25 | RO | Advising on corporate finance | 2021-01-25 | 2023-11-24 |
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