Li, Sing Wa 李成華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Advising on futures contracts | 2004-05-07 | Rep | Asset management | 2004-05-07 | Rep | Dealing in futures contracts | 2011-03-15 | Rep | Advising on futures contracts | 2004-10-28 | 2011-03-15 | RO | Advising on futures contracts | 2011-03-15 | 2011-10-14 | RO | Dealing in futures contracts | 2011-03-15 | 2011-10-14 | Rep | Advising on futures contracts | 2011-10-14 | 2015-10-30 | Rep | Dealing in futures contracts | 2011-10-14 | 2015-10-30 |
| 2 | DELTA ASIA SECURITIES LIMITED | Rep | Automated trading services | 2003-11-07 | Rep | Advising on corporate finance | 2004-05-07 | Rep | Advising on securities | 2004-05-07 | Rep | Asset management | 2004-05-07 | Rep | Dealing in securities | 2005-01-14 | RO | Advising on securities | 2005-01-14 | 2015-10-30 | RO | Dealing in securities | 2005-01-14 | 2015-10-30 |
| 3 | HANTEC SECURITIES CO., LIMITED | Rep | Dealing in securities | 2022-03-16 | 2022-04-07 | RO | Dealing in securities | 2022-04-07 | 2024-06-07 | Rep | Dealing in securities | 2024-06-07 |
| 4 | TIANDA SECURITIES LIMITED | Rep | Dealing in futures contracts | 2015-12-08 | 2016-01-18 | RO | Dealing in securities | 2015-12-08 | 2022-01-29 | RO | Dealing in futures contracts | 2016-01-18 | 2016-08-16 | RO | Advising on securities | 2021-12-24 | 2022-01-29 |
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