Singh, Nishant (SFC:AXY247)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2011-08-29 | 2013-07-04 | Rep | Dealing in securities | 2011-08-29 | 2013-07-04 |
2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2013-07-22 | 2015-02-06 |
3 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2013-07-22 | 2015-02-06 | Rep | Dealing in securities | 2013-07-22 | 2015-02-06 |
4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2015-03-23 | |
5 | Morgan Stanley Hong Kong Securities Limited | Rep | Automated trading services | 2015-03-23 | Rep | Dealing in futures contracts | 2015-03-23 | Rep | Dealing in securities | 2015-03-23 |
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