Ching, Kerry Kim Wai 程劍慧

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Amundi Hong Kong Limited Rep Advising on securities 2021-06-09 2021-08-31
Rep Asset management 2021-06-09 2021-08-31
Rep Dealing in securities 2021-06-09 2021-08-31
RO Advising on securities 2021-08-31 2023-10-31
RO Asset management 2021-08-31 2023-10-31
RO Dealing in securities 2021-08-31 2023-10-31
2 DigitalBridge Management Asia Limited RO Advising on securities 2012-10-08 2019-07-31
RO Asset management 2012-10-08 2019-07-31
RO Dealing in securities 2012-10-08 2019-07-31
3 FIL Investment Management (Hong Kong) Limited Rep Advising on securities 2008-12-16 2009-02-09
Rep Asset management 2008-12-16 2009-02-09
Rep Dealing in securities 2008-12-16 2009-02-09
RO Advising on securities 2009-02-09 2012-06-15
RO Asset management 2009-02-09 2012-06-15
RO Dealing in securities 2009-02-09 2012-06-15
4 INVESCO ASSET MANAGEMENT ASIA LIMITED Rep Dealing in securities 2005-02-04
RO Advising on securities 2005-02-04
RO Dealing in securities 2005-02-04 2006-09-01
5 INVESCO HONG KONG LIMITED RO Advising on securities 2006-09-01
RO Advising on futures contracts 2005-02-04 2006-09-01
RO Asset management 2005-02-04 2006-09-01
RO Dealing in securities 2005-02-04 2006-09-01
6 UBS Asset Management (Hong Kong) Limited Rep Advising on securities 2006-09-15 2008-04-12
Rep Asset management 2006-09-15 2008-04-12
7 Wells Fargo Securities Asia Limited Rep Advising on securities 2008-10-23 2008-12-01
Rep Asset management 2008-10-23 2008-12-01
Rep Dealing in securities 2008-10-23 2008-12-01

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