Shum, Ka Wai (SFC:AXQ544) 沈嘉煒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2014-06-18 | 2018-01-31 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2014-06-18 | 2018-01-31 |
| 3 | FIRST WORLDSEC SECURITIES LIMITED | Rep | Dealing in securities | 2018-03-13 | 2022-09-18 | Rep | Advising on securities | 2018-09-11 | 2022-09-18 |
| 4 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-07-21 | 2014-04-17 |
| 5 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2011-07-21 | 2014-04-17 |
| 6 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2022-10-14 | 2023-12-08 | Rep | Dealing in securities | 2022-10-14 | 2023-12-08 | Rep | Advising on securities | 2024-09-05 | Rep | Dealing in securities | 2024-09-05 |
| 7 | PC SECURITIES LIMITED | Rep | Dealing in securities | 2024-01-18 | 2024-08-09 |
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