Ng, Yiu Ho 吳耀豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Allianz Global Investors Hong Kong Limited | Rep | Dealing in securities | 2007-03-23 | 2007-04-18 |
| 2 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2007-08-31 | 2011-03-25 | Rep | Dealing in securities | 2008-03-28 | 2011-03-25 |
| 3 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2005-05-30 | 2006-11-17 | Rep | Asset management | 2005-05-30 | 2006-11-17 | Rep | Dealing in securities | 2005-05-30 | 2006-11-17 |
| 4 | GF Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2011-07-13 | 2011-09-10 | Rep | Asset management | 2011-07-13 | 2011-09-10 |
| 5 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2011-07-13 | 2011-09-10 |
| 6 | Manulife Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2012-06-05 | 2012-07-31 | RO | Dealing in securities | 2012-07-31 | 2014-01-21 |
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