Hui, Luisa Kin Mei 許建美
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Broadway Wealth Management Limited | Rep | Advising on securities | 2004-04-02 | 2004-06-10 | Rep | Advising on securities | 2004-09-13 | 2005-01-26 |
2 | CASH Wealth Management Limited | Rep | Advising on securities | 2004-07-20 | 2004-08-31 |
3 | GLOBAL INVESTMENT ADVISORS LIMITED | Rep | Advising on securities | 2005-06-13 | 2012-12-31 | Rep | Dealing in securities | 2011-02-25 | 2012-12-31 |
4 | Lion Global Financial Limited | Rep | Advising on securities | 2005-02-25 | 2005-06-09 |
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