Ketley, Matthew Thomas
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Citadel Asia Limited | Rep | Asset management | 2006-09-15 | 2008-03-28 |
2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2008-05-08 | 2014-05-27 |
3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2008-05-08 | 2014-05-27 |
4 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2014-08-25 | 2015-11-23 | Rep | Dealing in securities | 2014-08-25 | 2015-11-23 | Rep | Advising on futures contracts | 2014-08-25 | 2019-03-31 | Rep | Dealing in futures contracts | 2014-08-25 | 2019-03-31 |
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