Yau, Fai San 邱飛珊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GT ASSET MANAGEMENT LIMITED (d2015-03-13) | RO | Advising on securities | 2007-07-27 | 2013-03-28 | RO | Asset management | 2007-07-27 | 2013-03-28 |
| 2 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on corporate finance | 2003-05-29 | Rep | Advising on securities | 2003-05-29 | Rep | Asset management | 2003-05-29 |
| 3 | KINGSWAY UNIT TRUST MANAGERS LIMITED | Rep | Advising on corporate finance | 2003-05-29 | Rep | Advising on securities | 2003-05-29 | Rep | Asset management | 2003-05-29 |
| 4 | KINGSWAY-HIA INVESTMENT PRODUCTS LIMITED | Rep | Advising on securities | 2003-05-29 | |
| 5 | TRIBRIDGE INVESTMENT PARTNERS LIMITED | Rep | Advising on securities | 2003-11-26 | 2005-06-11 | Rep | Asset management | 2003-11-26 | 2005-06-11 |
| 6 | WANTHORPE ASSET MANAGEMENT LIMITED | RO | Asset management | 2007-09-17 | 2015-01-23 |
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