Chow, Tony Kwok Cheung 周國璋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GREAT BAY SECURITIES LIMITED | RO | Dealing in securities | 2017-10-25 | 2020-09-21 | Rep | Advising on securities | 2017-12-07 | 2020-09-21 |
2 | GT CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-05-07 | Rep | Advising on securities | 2004-05-07 | Rep | Asset management | 2004-05-07 | Rep | Dealing in securities | 2017-10-15 |
3 | Poly Wealth Securities Limited | Rep | Dealing in securities | 2020-10-06 | 2020-12-04 | RO | Dealing in securities | 2020-12-04 | 2022-05-03 |
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