Chang, David Shui Kei 張瑞祺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2011-05-12 | 2012-01-17 | Rep | Dealing in securities | 2011-05-12 | 2012-01-17 |
| 2 | MindWorks Capital Advisors Hong Kong Limited | RO | Advising on securities | 2024-08-26 | RO | Asset management | 2024-08-26 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-09-10 | 2007-10-12 |
| 4 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2007-09-10 | 2007-10-12 |
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