Pang, Chun Fai (SFC:AQJ528) 彭振輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Alpha Nova Capital Management Limited | Rep | Advising on securities | 2020-09-29 | 2020-10-30 | Rep | Asset management | 2020-09-29 | 2020-10-30 | RO | Advising on securities | 2020-10-30 | RO | Asset management | 2020-10-30 |
2 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2010-08-23 | 2012-08-01 | Rep | Asset management | 2011-08-05 | 2012-08-01 |
3 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2010-08-23 | 2012-08-01 | Rep | Asset management | 2011-08-05 | 2012-08-01 |
4 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2010-08-23 | 2012-08-01 | Rep | Dealing in securities | 2010-08-23 | 2012-08-01 | Rep | Asset management | 2011-08-05 | 2012-08-01 |
5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2008-03-10 | 2009-02-13 |
6 | Nerico Brothers Limited (HK) | Rep | Leveraged foreign exchange trading | 2009-05-19 | 2010-04-30 | Rep | Dealing in futures contracts | 2009-06-19 | 2010-04-30 |
7 | QH Asset Management Company Limited | Rep | Asset management | 2018-03-15 | 2018-05-14 | RO | Asset management | 2018-05-14 | 2020-03-31 | RO | Advising on securities | 2018-07-06 | 2020-03-31 |
8 | QH CAPITAL LIMITED | RO | Advising on securities | 2018-08-31 | 2020-03-31 |
9 | Zynergy Asset Management Limited | Rep | Asset management | 2014-01-20 | 2016-06-17 | RO | Asset management | 2016-06-17 | 2018-01-31 |
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