Chung, Hiu Ying (SFC:APL398) 鍾曉瑩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2012-05-18 | 2015-11-06 |
| 2 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-05-02 | 2019-12-03 | Rep | Advising on futures contracts | 2012-07-13 | 2019-06-27 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2008-02-29 | 2019-12-03 | Rep | Leveraged foreign exchange trading | 2010-07-05 | 2019-06-27 | Rep | Advising on securities | 2012-07-13 | 2019-06-27 |
| 4 | Harmonia Capital Limited | RO | Advising on securities | 2019-12-09 | RO | Asset management | 2019-12-09 | RO | Dealing in securities | 2019-12-09 |
| 5 | iBest Consultants Limited | Rep | Asset management | 2015-11-13 | 2018-08-22 | Rep | Advising on securities | 2017-08-30 | 2018-08-22 | Rep | Dealing in securities | 2017-08-30 | 2018-08-22 | RO | Advising on securities | 2018-08-22 | 2019-01-15 | RO | Asset management | 2018-08-22 | 2019-01-15 | RO | Dealing in securities | 2018-08-22 | 2019-01-15 |
| 6 | iBest Investment Services Limited | Rep | Leveraged foreign exchange trading | 2018-01-09 | 2019-01-25 |
| 7 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2007-08-20 | 2008-02-15 |
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