Kwok, David Ho Hung 郭可雄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-04-21 | Rep | Advising on futures contracts | 2021-05-03 |
| 2 | Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2021-07-02 | |
| 3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-04-21 | Rep | Advising on securities | 2021-05-03 |
| 4 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-08-26 | Rep | Asset management | 2003-08-26 | Rep | Automated trading services | 2003-08-26 | Rep | Dealing in futures contracts | 2021-03-15 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-08-26 | Rep | Advising on securities | 2003-08-26 | Rep | Asset management | 2003-08-26 | Rep | Automated trading services | 2003-08-26 | Rep | Dealing in securities | 2021-03-15 | Rep | Leveraged foreign exchange trading | 2006-11-17 | 2019-10-16 |
| 6 | iBest Investment Services Limited | Rep | Leveraged foreign exchange trading | 2017-06-09 | 2018-02-15 |
| 7 | iBest Securities Company Limited | Rep | Advising on corporate finance | 2003-08-26 | Rep | Advising on securities | 2003-08-26 | Rep | Asset management | 2003-08-26 | Rep | Dealing in securities | 2018-02-15 |
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