Galbraith, Geoffrey Allen
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in securities | 2009-08-17 | 2010-08-10 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-04-30 | 2009-07-20 | Rep | Dealing in securities | 2010-08-23 | 2015-01-31 |
| 3 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in securities | 2004-03-01 | 2005-04-19 |
| 4 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-03-26 | 2019-09-13 |
| 5 | SOUTH CHINA COMMODITIES LIMITED | Rep | Advising on futures contracts | 2003-06-23 | Rep | Dealing in futures contracts | 2003-06-23 | Rep | Asset management | 2004-01-16 |
| 6 | South China Investment Consultancy (Hong Kong) Limited | Rep | Advising on securities | 2004-01-16 | Rep | Asset management | 2004-01-16 | Rep | Dealing in securities | 2004-01-16 |
| 7 | SOUTH CHINA SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-16 | Rep | Advising on securities | 2004-01-16 | Rep | Asset management | 2004-01-16 | Rep | Automated trading services | 2004-01-16 | Rep | Dealing in securities | 2004-02-11 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy