So, Chak San 蘇澤生
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2014-01-09 | Rep | Dealing in securities | 2014-01-09 | Rep | Leveraged foreign exchange trading | 2014-01-09 | 2014-11-26 | Rep | Advising on securities | 2020-12-17 |
2 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2006-07-18 | 2013-12-17 |
3 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2006-07-18 | 2013-12-17 |
4 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-07-18 | 2013-01-22 |
5 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2006-07-18 | 2013-12-17 |
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