Zhou, Sheng (SFC:APL667) 周晟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Alphamax Asset Management (HK) Limited | Rep | Asset management | 2014-11-13 | 2015-11-13 |
2 | China Vered Securities Limited | Rep | Dealing in securities | 2014-07-17 | 2014-10-31 |
3 | CTI Capital Hong Kong Limited | Rep | Asset management | 2015-11-19 | RO | Dealing in securities | 2016-07-11 | Rep | Advising on securities | 2016-08-15 |
4 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2007-08-22 | 2014-04-26 |
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