Wong, Jeremy Chak Lam 王澤霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AMBER HILL CAPITAL LIMITED | RO | Advising on securities | 2021-09-13 | 2021-12-31 | RO | Asset management | 2021-09-13 | 2021-12-31 |
| 2 | First Fidelity Capital (International) Limited | Rep | Advising on securities | 2020-12-11 | 2021-02-22 | Rep | Asset management | 2020-12-11 | 2021-02-22 | Rep | Dealing in securities | 2020-12-11 | 2021-02-22 | RO | Advising on securities | 2021-02-22 | 2021-08-02 | RO | Asset management | 2021-02-22 | 2021-08-02 | RO | Dealing in securities | 2021-02-22 | 2021-08-02 |
| 3 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2011-03-16 | 2012-03-28 | Rep | Dealing in securities | 2011-03-16 | 2013-07-03 | RO | Advising on securities | 2012-03-28 | 2020-03-09 | RO | Dealing in securities | 2013-07-03 | 2020-03-09 | Rep | Advising on securities | 2020-03-09 | 2020-09-02 | Rep | Dealing in securities | 2020-03-09 | 2020-09-02 |
| 4 | FWD Life Insurance Company (Bermuda) Limited | Rep | Asset management | 2011-11-18 | 2020-09-02 |
| 5 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2007-08-07 | 2011-02-01 | Rep | Asset management | 2007-08-07 | 2011-02-01 |
| 6 | PEGASUS FUND MANAGERS LIMITED | Rep | Advising on securities | 2003-08-30 | 2006-10-01 | Rep | Asset management | 2005-07-21 | 2006-10-01 |
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