Law, King Yan 羅景仁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KARL-THOMSON COMMODITIES COMPANY LIMITED | Rep | Advising on futures contracts | 2004-05-05 | Rep | Asset management | 2004-05-05 | Rep | Dealing in futures contracts | 2012-10-26 | RO | Dealing in futures contracts | 2012-10-26 |
| 2 | KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2009-10-12 |
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