Ip, Koon Wah 葉冠華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Dealing in securities | 2008-07-09 | 2012-07-19 | Rep | Dealing in securities | 2014-05-20 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2019-06-03 | Rep | Dealing in securities | 2020-02-14 | 2021-01-24 |
| 2 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-06-03 | 2012-07-19 | Rep | Dealing in futures contracts | 2014-05-20 | 2019-06-03 | Rep | Dealing in futures contracts | 2020-03-24 | 2021-01-24 |
| 3 | MAGIC COMPASS SECURITIES LIMITED | Rep | Dealing in securities | 2019-06-17 | 2019-12-10 |
| 4 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2007-11-15 | 2008-06-24 |
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