Wong, Ka Wing (SFC:AGB719) 黃嘉榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Dealing in securities | 2007-07-12 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 |
| 2 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-07-12 | |
| 3 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-07-12 | 2017-10-02 |
| 4 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Dealing in securities | 2017-04-05 | 2017-10-02 |
| 5 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2003-11-19 | 2007-06-30 |
| 6 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2004-05-24 | 2007-06-30 |
| 7 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2003-09-19 | 2003-10-09 |
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