Leung, Sui Pan 梁萃斌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2021-11-08 | 2021-12-28 | Rep | Advising on securities | 2021-11-08 | 2021-12-28 | Rep | Dealing in securities | 2021-11-08 | 2021-12-28 | RO | Advising on corporate finance | 2021-12-28 | RO | Advising on securities | 2021-12-28 | RO | Dealing in securities | 2021-12-28 |
2 | DBS ASIA CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-02-15 | 2017-06-01 | Rep | Advising on securities | 2017-02-15 | 2017-06-01 | Rep | Dealing in securities | 2017-02-15 | 2017-06-01 | RO | Advising on corporate finance | 2017-06-01 | 2021-10-08 | RO | Advising on securities | 2017-06-01 | 2021-10-08 | RO | Dealing in securities | 2017-06-01 | 2021-10-08 |
3 | KINGSWAY CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-04-26 | 2014-09-14 | Rep | Dealing in securities | 2011-04-26 | 2014-09-14 |
4 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in securities | 2011-04-26 | 2014-09-14 |
5 | TC Capital International Limited | Rep | Advising on corporate finance | 2016-03-10 | 2017-01-08 |
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