Cheng, Ka Ying (SFC:AMH552) 鄭嘉瑩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | KGI ASIA LIMITED | Rep | Dealing in securities | 2005-07-30 | 2005-10-10 |
2 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-07-30 | 2005-10-10 |
3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-07-13 | 2013-11-07 | Rep | Advising on securities | 2011-12-06 | 2013-11-07 |
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