Cheung, Annie King Wai 張敬慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CAIIS Limited | Rep | Advising on securities | 2016-06-22 | 2016-07-18 | Rep | Dealing in securities | 2016-06-22 | 2016-07-18 |
2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2003-10-21 | Rep | Advising on securities | 2003-10-21 | Rep | Asset management | 2003-10-21 | Rep | Automated trading services | 2003-10-21 | Rep | Dealing in securities | 2013-11-09 | Rep | Advising on securities | 2011-11-10 | 2013-11-09 |
3 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2003-10-21 | Rep | Advising on securities | 2003-10-21 | Rep | Asset management | 2003-10-21 | Rep | Dealing in securities | 2003-10-21 | Rep | Dealing in futures contracts | 2010-09-10 | 2013-11-09 |
4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-12-12 | 2010-09-10 |
5 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on futures contracts | 2014-10-20 | 2015-10-13 | Rep | Advising on securities | 2014-10-20 | 2015-10-13 | Rep | Dealing in futures contracts | 2014-10-20 | 2015-10-13 | Rep | Dealing in securities | 2014-10-20 | 2015-10-13 |
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