Chu Lee, Pollyanna Yuet Wah 朱李月華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KINGSTON FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-04 | |
| 2 | KINGSTON FUTURES LIMITED | Rep | Asset management | 2003-04-04 | |
| 3 | KINGSTON FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-04-04 | |
| 4 | KINGSTON SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-04 | |
| 5 | KINGSTON SECURITIES LIMITED | Rep | Advising on securities | 2003-04-04 | |
| 6 | KINGSTON SECURITIES LIMITED | Rep | Asset management | 2003-04-04 | |
| 7 | KINGSTON SECURITIES LIMITED | Rep | Automated trading services | 2003-04-04 | |
| 8 | KINGSTON SECURITIES LIMITED | Rep | Dealing in securities | 2003-04-04 |
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