Maayoufi, Sofiane

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Merrill Lynch (Asia Pacific) Limited Rep Dealing in securities 2010-04-23 2012-03-20
2 Merrill Lynch Far East Limited Rep Dealing in securities 2010-04-23 2012-03-20
Rep Dealing in futures contracts 2010-09-07 2012-03-20
3 MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2010-04-23 2010-09-07
4 Mirae Asset Securities (HK) Limited Rep Dealing in securities 2019-11-11
Rep Dealing in futures contracts 2019-11-11 2024-08-14
RO Dealing in futures contracts 2024-08-14
5 NATIXIS ASIA LIMITED Rep Advising on futures contracts 2017-05-17 2019-08-30
Rep Advising on securities 2017-05-17 2019-08-30
Rep Dealing in futures contracts 2017-05-17 2019-08-30
Rep Dealing in securities 2017-05-17 2019-08-30
6 SG SECURITIES (HK) LIMITED Rep Automated trading services 2006-12-23 2007-05-19
Rep Dealing in futures contracts 2006-12-23 2007-05-19
Rep Dealing in securities 2006-12-23 2007-05-19
Rep Dealing in securities 2007-08-06 2009-12-01
Rep Automated trading services 2007-08-07 2009-12-01
Rep Dealing in futures contracts 2007-08-07 2009-12-01
Rep Automated trading services 2015-12-21 2016-06-03
Rep Dealing in futures contracts 2015-12-21 2016-06-03
Rep Dealing in securities 2015-12-21 2016-06-03
7 Standard Chartered Securities (Hong Kong) Limited Rep Advising on futures contracts 2013-03-11 2014-10-04
Rep Advising on securities 2013-03-11 2014-10-04
Rep Dealing in futures contracts 2013-03-11 2014-10-04
Rep Dealing in securities 2013-03-11 2014-10-04

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