Wang, Xinying (SFC:ATO443) 王馨瑩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Ark Group Holdings (Hong Kong) Limited | Rep | Advising on securities | 2017-08-24 | 2020-01-31 | Rep | Asset management | 2017-08-24 | 2020-01-31 | Rep | Dealing in securities | 2017-08-24 | 2020-01-31 |
2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-05-04 | 2014-08-15 |
3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2012-05-04 | 2014-08-15 | Rep | Advising on securities | 2012-06-11 | 2014-08-15 |
4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2010-06-10 | 2012-03-05 | Rep | Advising on securities | 2011-11-15 | 2012-03-05 |
5 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2011-08-03 | 2012-03-05 |
6 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2009-08-27 | 2010-05-20 |
7 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2009-08-27 | 2010-05-20 |
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