Yuen, David King Yue 阮敬如

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Merrill Lynch (Asia Pacific) Limited Rep Asset management 2005-01-25
Rep Advising on corporate finance 2005-03-23
Rep Advising on securities 2005-03-23
Rep Automated trading services 2005-03-23
Rep Dealing in securities 2013-11-09
Rep Advising on securities 2011-10-24 2013-11-09
2 Merrill Lynch Far East Limited Rep Asset management 2005-01-25
Rep Advising on corporate finance 2005-03-23
Rep Advising on securities 2005-03-23
Rep Dealing in securities 2005-03-23
Rep Dealing in futures contracts 2010-09-20 2013-11-09
3 MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep Advising on futures contracts 2005-01-25
Rep Asset management 2005-01-25
Rep Automated trading services 2005-01-25
Rep Dealing in futures contracts 2010-09-20

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