Lowe, Adrian Phillip 劉世君
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHELSEA SECURITIES LIMITED (HK) | Rep | Advising on securities | 2014-07-30 | 2021-10-01 | Rep | Asset management | 2014-07-30 | 2021-10-01 | Rep | Dealing in securities | 2014-07-30 | 2021-10-01 |
| 2 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2008-06-30 | |
| 3 | Mirae Asset Securities (HK) Limited | Rep | Advising on securities | 2011-02-23 | 2012-07-31 |
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