Guan, Yan (SFC:ATN561) 關言
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | FORTUNE FINANCIAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-04-05 | 2016-10-12 |
2 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2009-08-17 | 2013-11-27 | Rep | Dealing in securities | 2009-08-17 | 2013-11-27 |
3 | Ping An of China Capital (Hong Kong) Company Limited | Rep | Advising on corporate finance | 2017-03-16 | 2017-09-19 | RO | Advising on corporate finance | 2017-09-19 | 2021-09-09 |
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