Knowd, Graeme David
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2007-08-06 | 2008-05-17 |
| 2 | Moody's Investors Service Hong Kong Limited | Rep | Credit rating services | 2012-07-27 | 2019-04-02 | Rep | Credit rating services | 2019-10-28 | 2020-03-30 | Rep | Credit rating services | 2020-05-06 | 2023-03-03 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2008-08-26 | 2012-05-31 |
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