Lee, Man Kit (SFC:APM126) 李文傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2017-04-24 | 2017-09-08 | Rep | Dealing in securities | 2017-04-24 | 2017-09-08 |
2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Automated trading services | 2017-04-24 | 2017-09-08 | Rep | Dealing in securities | 2017-04-24 | 2017-09-08 |
3 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2009-09-07 | 2010-06-18 |
4 | INSTINET PACIFIC LIMITED | Rep | Dealing in securities | 2019-09-02 | 2020-01-15 | Rep | Advising on securities | 2019-09-24 | 2020-01-15 | Rep | Automated trading services | 2019-09-24 | 2020-01-15 |
5 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2007-08-24 | 2009-06-02 |
6 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2010-09-06 | 2013-01-15 | Rep | Dealing in securities | 2010-09-06 | 2013-01-15 | Rep | Automated trading services | 2013-06-17 | 2013-08-09 | Rep | Dealing in securities | 2013-06-17 | 2016-01-07 |
7 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2010-09-06 | 2010-12-06 | Rep | Dealing in futures contracts | 2010-09-06 | 2010-12-06 |
8 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2010-09-06 | 2013-01-15 | Rep | Dealing in futures contracts | 2010-12-06 | 2013-01-15 | Rep | Dealing in futures contracts | 2013-06-17 | 2016-01-07 | Rep | Dealing in securities | 2013-06-17 | 2016-01-07 | Rep | Automated trading services | 2013-08-09 | 2016-01-07 |
9 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-12-27 | 2019-09-01 | Rep | Dealing in securities | 2017-12-27 | 2019-09-01 |
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