Yeung, Pauline 楊寶蓮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Fiera Capital (Asia) Hong Kong Limited | Rep | Asset management | 2015-08-18 | 2016-03-17 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2014-04-28 | 2015-02-05 | Rep | Advising on securities | 2014-04-28 | 2015-02-05 | Rep | Dealing in futures contracts | 2014-04-28 | 2015-02-05 | Rep | Dealing in securities | 2014-04-28 | 2015-02-05 |
| 3 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2009-09-08 | 2010-11-11 | Rep | Dealing in securities | 2009-09-08 | 2011-11-29 | Rep | Advising on securities | 2010-11-18 | 2011-11-29 |
| 4 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2009-09-08 | 2010-11-11 | Rep | Dealing in futures contracts | 2009-09-08 | 2010-11-18 |
| 5 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2009-09-08 | 2010-11-02 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy