Beresford, Paul Richard
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | INSTINET PACIFIC LIMITED | Rep | Advising on securities | 2012-12-10 | 2015-10-23 | Rep | Automated trading services | 2012-12-10 | 2015-10-23 | Rep | Dealing in securities | 2012-12-10 | 2015-10-23 | RO | Advising on securities | 2015-10-23 | 2016-07-31 | RO | Automated trading services | 2015-10-23 | 2016-07-31 | RO | Dealing in securities | 2015-10-23 | 2016-07-31 | Rep | Advising on securities | 2019-09-02 | 2019-10-31 | Rep | Dealing in securities | 2019-09-02 | 2019-10-31 | Rep | Automated trading services | 2019-09-24 | 2019-10-31 | RO | Advising on securities | 2019-10-31 | RO | Automated trading services | 2019-10-31 | RO | Dealing in securities | 2019-10-31 |
2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2006-03-20 | 2008-09-29 |
3 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2009-09-30 | 2010-02-19 |
4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-10-10 | 2012-12-09 | Rep | Dealing in futures contracts | 2009-09-30 | 2012-12-09 | Rep | Advising on securities | 2016-08-01 | 2017-03-21 | Rep | Dealing in securities | 2016-08-01 | 2017-03-21 | Rep | Advising on futures contracts | 2016-09-01 | 2017-03-21 | Rep | Dealing in futures contracts | 2016-09-01 | 2017-03-21 | RO | Advising on futures contracts | 2017-03-21 | 2019-09-01 | RO | Advising on securities | 2017-03-21 | 2019-09-01 | RO | Dealing in futures contracts | 2017-03-21 | 2019-09-01 | RO | Dealing in securities | 2017-03-21 | 2019-09-01 |
5 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-02-04 | 2012-12-09 |
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