Chapman, Daniel John (SFC:ARB931)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2012-12-31 | 2014-03-09 | Rep | Dealing in securities | 2012-12-31 | 2014-03-09 | Rep | Advising on futures contracts | 2014-07-28 | 2021-06-15 | Rep | Dealing in futures contracts | 2014-07-28 | 2021-06-15 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2008-05-28 | 2008-09-29 |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2021-09-27 | 2024-05-03 | Rep | Dealing in securities | 2021-09-27 | 2024-05-03 | RO | Advising on corporate finance | 2024-05-03 | RO | Dealing in securities | 2024-05-03 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-10-10 | 2012-09-21 |
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