Ng, Samson Siu Fung 吳肇鋒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Asset Management (HK) Limited | Rep | Advising on securities | 2012-03-02 | 2015-09-07 | Rep | Asset management | 2012-03-02 | 2015-09-07 | Rep | Dealing in securities | 2015-02-10 | 2015-09-07 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2011-06-27 | 2011-09-06 |
| 3 | Nuveen Hong Kong Limited | Rep | Advising on securities | 2019-10-21 | 2022-05-06 | Rep | Dealing in securities | 2019-10-21 | 2022-05-06 |
| 4 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2018-01-03 | 2019-09-04 | Rep | Asset management | 2018-01-03 | 2019-09-04 | Rep | Dealing in securities | 2018-01-03 | 2019-09-04 |
| 5 | SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED | Rep | Advising on securities | 2015-09-16 | 2017-11-06 | Rep | Asset management | 2015-09-16 | 2017-11-06 |
| 6 | TFI Securities and Futures Limited | Rep | Dealing in securities | 2023-11-06 | |
| 7 | VALUE PARTNERS HONG KONG LIMITED | Rep | Advising on securities | 2015-09-16 | 2017-11-06 | Rep | Asset management | 2015-09-16 | 2017-11-06 | Rep | Dealing in securities | 2015-09-16 | 2017-11-06 |
| 8 | VALUE PARTNERS LIMITED | Rep | Advising on securities | 2015-09-16 | 2017-11-06 | Rep | Asset management | 2015-09-16 | 2017-11-06 | Rep | Dealing in securities | 2015-09-16 | 2017-11-06 |
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