Lo, Chi Shing 盧志成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2013-10-09 | 2020-05-13 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2013-10-09 | 2020-05-13 |
| 3 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2024-09-20 | |
| 4 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2024-09-20 | |
| 5 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2020-05-26 | 2024-04-19 |
| 6 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2020-05-26 | 2024-04-19 |
| 7 | LUK FOOK FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2012-04-17 | 2013-09-17 |
| 8 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2012-04-17 | 2013-09-17 |
| 9 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2010-11-25 | 2012-04-05 |
| 10 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2010-11-25 | 2012-04-05 |
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