Yuen, Wai Kwong (SFC:AAD742) 袁偉光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Evergrande Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2013-10-02 | 2019-06-12 |
| 2 | Evergrande Securities (Hong Kong) Limited | Rep | Dealing in securities | 2013-10-02 | 2019-06-12 |
| 3 | KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2004-05-01 | Rep | Advising on securities | 2004-05-01 | Rep | Asset management | 2004-05-01 | Rep | Automated trading services | 2004-05-01 | Rep | Dealing in securities | 2004-05-01 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2012-01-10 | 2013-08-31 |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-01-10 | 2013-08-31 |
| 6 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2010-07-16 | 2011-12-30 |
| 7 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2007-08-06 | 2011-12-30 |
| 8 | SINO CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2004-06-16 | 2005-03-31 | Rep | Dealing in securities | 2006-05-17 | 2007-08-04 |
| 9 | YICKO SECURITIES LIMITED | Rep | Dealing in securities | 2005-04-06 | 2006-05-12 |
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